Saturday, January 30, 2021



Online Claim Filing

Effective August 22, 2016, filing an arbitration claim online is performed using the FINRA DR Portal.

Any party may submit an arbitration claim online. This allows you to:

  • Complete an online Claim Information Form;
  • Submit a Statement of Claim, signed Submission Agreement, and other supporting documentation electronically,*
  • Pay the filing fee online;
  • Generate a printable receipt with tracking number;
  • Save multiple partially completed claims and return to them later**.

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